Headquartered in New York City, Glen Rauch Securities provides its clientele with comprehensive brokerage and financial services. Guided by a commitment to our clients we offer full trading capabilities in equity and fixed income markets. We draw upon our years of experience as specialists in tax-free municipal bonds which comprise the cornerstone of prudent portfolio management. We apply our in-depth knowledge of market trends and investment alternatives to keep your assets closely aligned with your financial objectives. Our goal is to build lasting relationships by establishing dependable investment programs. We achieve this goal in three ways: 1. Constant Client Communication Whether on the phone or face-to-face, our personalized service commitment sets us apart from other financial service providers. We know that communication is a two-way street. We listen carefully to our clients before giving sound financial advice. 2. Vigilant Portfolio Monitoring We keep track of your portfolio on a regular basis, monitoring all interests, dividends, bond calls, stock splits, rights offerings and any activity affecting your assets. In addition, we review your holdings regularly to insure that your portfolio accurately positions you for maximum performance within your own investment criteria. 3. Market research & Assessment Glen Rauch Securities has established a widely held reputation for excellence in research. In addition to our own bond analysts, we employ several sophisticated research companies to develop our positions in the market. We understand that our clients represent the most valuable asset we have and we approach every aspect of our business with this principle in mind. Our record of solid performance is the foundation on which our business is built. The value we place on our clients influences everything we do, and we take pride in the results we have achieved. At the outset of our relationship, we seek answers to a series of questions designed to assist in defining your financial objectives. They cover the following areas: growth or income need risk tolerance tax status long term vs. short term investing current investment portfolio retirement planning college saving insurance coverage estate planning Once you have established the specific criteria that will guide your own investment program, a disciplined financial plan will be developed. Our asset allocation strategies are designed to meet your specific investment objectives.